Sun Life Hong Kong Limited
香港永明金融有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sun Life Hong Kong Limited (香港永明金融有限公司), a Hong Kong-based licensed corporation with CE reference AAF990. Current licensed staff on file: 0 (total recorded over time: 754).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2009-06-17 |
| Type 6 — Advising on corporate finance | present | 2005-01-04 |
| Type 9 — Asset management | present | 2005-01-04 |
Licensed staff (all-time) (754)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Cheung Hong 康緯祥 | RO 4 Rep 4, 6, 9 | Pre-2003 | 2009-05 |
| Wai Ping Leung 梁慧萍 | RO 4 | 2005-04 | 2008-01 |
| Roger David Steel |