Chu Shi Chan
陳鑄仕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chu Shi Chan (陳鑄仕), a licensed former licensee with CE reference AFT109. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-08 | 2012-03-31 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-15 | 2012-03-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-23 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-28 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-28 |