Yuen Lee Wong
黃婉梨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Lee Wong (黃婉梨), a licensed Representative with CE reference AFL364. Currently licensed at 1 firm(s): Principal Investment & Retirement Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-28 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-28 | present |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
RO | Type 4 — Advising on securities | present | 2008-08-04 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-04 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
RO | Type 9 — Asset management | present | 2005-01-04 |