Ho Shun Wong
黃浩信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Shun Wong (黃浩信), a licensed Responsible Officer with CE reference AGO259. Currently licensed at 1 firm(s): BCT Financial Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
RO | Type 4 — Advising on securities | 2022-06-16 | present |
| BCT Financial Limited 銀聯金融有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-29 | present |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-14 | 2016-06-29 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-14 | 2022-06-16 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-07-10 | 2012-01-31 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-07-10 | 2012-01-31 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-23 | 2015-03-31 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 4 — Advising on securities | 2008-07-23 | 2012-09-24 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-19 | 2008-07-23 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-19 | 2008-07-23 |