Siu Ngar Chan
陳小雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ngar Chan (陳小雅), a licensed former licensee with CE reference APR860. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-02 | 2008-06-20 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-02 | 2008-06-20 |