Tara Leone Ellett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tara Leone Ellett ( ), a licensed former licensee with CE reference AVK798. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-13 | 2014-05-15 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-13 | 2014-05-15 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2012-03-13 | 2014-05-15 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-29 | 2012-02-24 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-29 | 2012-02-24 |