Kathryn Louise Stannard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathryn Louise Stannard ( ), a licensed former licensee with CE reference AIR825. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
RO | Type 9 — Asset management | 2017-10-09 | 2022-02-04 |
| Ord Minnett Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2015-07-14 | 2022-02-04 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2015-07-14 | 2022-02-04 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-06 | 2015-07-08 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 — Advising on securities | 2013-08-06 | 2015-07-08 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-11 | 2013-08-06 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-11 | 2013-08-06 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2012-06-11 | 2015-07-08 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-21 | 2012-05-25 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-31 | 2012-05-25 |
| Richmond Asset Management Limited | Rep | Type 4 — Advising on securities | 2003-04-24 | 2004-10-11 |
| Richmond Asset Management Limited | Rep | Type 9 — Asset management | 2003-04-24 | 2004-10-11 |