Regina Marie Davern
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Regina Marie Davern ( ), a licensed former licensee with CE reference AED916. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-22 | 2011-03-01 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-02 | 2011-03-01 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-11-02 | 2010-12-16 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-28 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-28 |