Christopher Gareth Edward Davies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Gareth Edward Davies ( ), a licensed former licensee with CE reference ADS646. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2008-10-15 | 2009-04-15 |
| Asia Pacific Investment Advisors Limited |
RO | Type 9 — Asset management | 2008-10-15 | 2011-11-30 |
| Asia Pacific Investment Advisors Limited |
Rep | Type 9 — Asset management | 2008-09-17 | 2008-10-15 |
| Wealth Management Group Limited | RO | Type 9 — Asset management | 2008-01-04 | 2008-06-26 |
| Wealth Management Group Limited | Rep | Type 9 — Asset management | 2007-08-06 | 2008-01-04 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-21 | 2006-08-01 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-04 | 2005-07-05 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-04 | 2005-07-05 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-09-28 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-09-28 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-09-28 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-09-28 |