Angus John Sexton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angus John Sexton, a licensed Responsible Officer with CE reference AQY825. Currently licensed at 1 firm(s): Ord Minnett Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
RO | Type 9 — Asset management | 2017-10-09 | present |
| Ord Minnett Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2015-01-09 | present |
| Ord Minnett Hong Kong Limited |
RO | Type 4 — Advising on securities | 2015-01-09 | present |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2014-03-10 | 2015-01-09 |
| Ord Minnett Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2013-02-06 | 2015-01-09 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-04 | 2012-05-07 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-04 | 2012-05-07 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2012-05-04 | 2012-05-07 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-21 | 2012-04-14 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-13 | 2012-04-14 |