Wendy Gaye List
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Gaye List ( ), a licensed former licensee with CE reference APL829. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-21 | 2010-10-06 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-07 | 2008-12-17 |