Thomas Yaw Fay Tang
鄧耀輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Yaw Fay Tang (鄧耀輝), a licensed Responsible Officer with CE reference ARH348. Currently licensed at 1 firm(s): Kai Yin Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 9 — Asset management | 2024-08-28 | present |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-13 | present |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 4 — Advising on securities | 2023-10-13 | present |
| Kai Yin Securities Limited 凱銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-06 | 2023-10-13 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-16 | 2023-01-11 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 4 — Advising on securities | 2019-05-16 | 2023-06-27 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 9 — Asset management | 2019-05-16 | 2023-06-27 |
| Old Peak Capital Limited 山頂資本有限公司 |
RO | Type 4 — Advising on securities | 2017-04-12 | 2019-01-07 |
| Old Peak Capital Limited 山頂資本有限公司 |
RO | Type 9 — Asset management | 2017-04-12 | 2019-01-07 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-13 | 2017-03-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 — Advising on securities | 2016-12-13 | 2017-03-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 — Asset management | 2016-12-13 | 2017-03-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-28 | 2016-12-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-28 | 2016-12-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2015-08-28 | 2016-12-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-07 | 2014-11-19 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-07 | 2014-11-19 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2012-05-07 | 2014-11-19 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-09 | 2012-04-14 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-15 | 2012-04-14 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-30 | 2009-11-12 |