Old Peak Capital Limited
山頂資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Old Peak Capital Limited (山頂資本有限公司), a Hong Kong-based licensed corporation with CE reference BDF608. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2014-07-08.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2014-07-08 | 2021-03-25 |
| Type 9 — Asset management | 2014-07-08 | 2021-03-25 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Siu Ling Chu 朱小玲 | RO 4, 9 Rep 4, 9 | 2019-04 | 2019-11 |
| Chun Bong Ho 何振邦 | RO 4, 9 Rep 4, 9 | 2018-11 | 2020-07 |
| Shiu Man Kwok 郭兆文 | RO 4, 9 | 2016-01 | 2016-11 |
| Florian Armand Julien Martigny | RO 4, 9 | 2014-07 | 2016-06 |
| Lilian Wai Yee Sin 冼惠儀 | RO 4, 9 Rep 4, 9 | 2016-04 | 2017-03 |
| Thomas Yaw Fay Tang 鄧耀輝 | RO 4, 9 | 2017-04 | 2019-01 |
| Xingxing Wang 王星星 | RO 4, 9 Rep 4, 9 | 2019-12 | 2020-04 |
| Anthony Chun Tung Wong 黃俊東 | RO 4, 9 | 2017-09 | 2018-08 |
| Hoi San Yiong 楊海山 | RO 4, 9 | 2014-07 | 2015-02 |
Showing 1–9 of 9