Lilian Wai Yee Sin
冼惠儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lilian Wai Yee Sin (冼惠儀), a licensed Responsible Officer with CE reference ALE708. Currently licensed at 1 firm(s): Keming Capital (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keming Capital (HK) Limited 科銘資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-06-05 | present |
| Keming Capital (HK) Limited 科銘資本(香港)有限公司 |
RO | Type 9 — Asset management | 2020-06-05 | present |
| Redbridge Global Strategies Limited |
RO | Type 1 — Dealing in securities | 2017-09-20 | 2019-06-10 |
| Redbridge Global Strategies Limited |
RO | Type 4 — Advising on securities | 2017-09-20 | 2019-06-10 |
| Redbridge Global Strategies Limited |
RO | Type 9 — Asset management | 2017-09-20 | 2019-06-10 |
| Old Peak Capital Limited 山頂資本有限公司 |
RO | Type 4 — Advising on securities | 2016-04-12 | 2017-03-06 |
| Old Peak Capital Limited 山頂資本有限公司 |
RO | Type 9 — Asset management | 2016-04-12 | 2017-03-06 |
| Old Peak Capital Limited 山頂資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-06 | 2016-04-12 |
| Old Peak Capital Limited 山頂資本有限公司 |
Rep | Type 9 — Asset management | 2016-04-06 | 2016-04-12 |
| Centaline Securities Limited 中原證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-07 | 2014-04-15 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 — Asset management | 2011-06-22 | 2014-04-15 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-06 | 2011-06-22 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-03 | 2014-04-15 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-03 | 2014-04-15 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-19 | 2010-09-15 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | 2006-06-19 | 2010-06-30 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-16 | 2010-06-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-28 | 2006-06-06 |