Shiu Man Kwok
郭兆文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Man Kwok (郭兆文), a licensed Responsible Officer with CE reference AXK358. Currently licensed at 1 firm(s): China Silver Bullet Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-25 | present |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 4 — Advising on securities | 2025-08-25 | present |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 9 — Asset management | 2025-08-25 | present |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-29 | 2025-08-25 |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-29 | 2025-08-25 |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
Rep | Type 9 — Asset management | 2025-07-29 | 2025-08-25 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-11 | 2025-06-30 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-11-25 | 2025-06-30 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-11-25 | 2025-06-30 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-16 | 2016-11-25 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-11-16 | 2016-11-25 |
| Old Peak Capital Limited 山頂資本有限公司 |
RO | Type 4 — Advising on securities | 2016-01-14 | 2016-11-11 |
| Old Peak Capital Limited 山頂資本有限公司 |
RO | Type 9 — Asset management | 2016-01-14 | 2016-11-11 |
| SIFT Capital Partners Limited 仕富資本有限公司 |
RO | Type 9 — Asset management | 2014-09-08 | 2015-12-31 |
| SIFT Capital Partners Limited 仕富資本有限公司 |
Rep | Type 9 — Asset management | 2014-08-06 | 2014-09-08 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-11-20 | 2014-08-01 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-11-19 | 2014-08-01 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-29 | 2012-11-19 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2012-05-29 | 2012-10-22 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2011-08-15 | 2012-05-08 |