Louise Liu
劉庭均
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louise Liu (劉庭均), a licensed Representative with CE reference BPE504. Currently licensed at 2 firm(s): Ascalon Capital Limited, Oreana Financial Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascalon Capital Limited |
Rep | Type 9 — Asset management | 2023-05-24 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-02 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-02 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2019-12-02 | present |