Geoffrey Man Hon Lam
林汶翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Man Hon Lam (林汶翰), a licensed Responsible Officer with CE reference ADI840. Currently licensed at 1 firm(s): PSG Digital Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PSG Digital Asia Limited | RO | Type 4 — Advising on securities | 2021-05-25 | present |
| PSG Digital Asia Limited | RO | Type 9 — Asset management | 2021-05-25 | present |
| Original Group Securities Limited 原創集團證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-25 | 2024-08-15 |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-20 | 2021-05-25 |
| PSG Digital Asia Limited | Rep | Type 4 — Advising on securities | 2021-05-20 | 2021-05-25 |
| PSG Digital Asia Limited | Rep | Type 9 — Asset management | 2021-05-20 | 2021-05-25 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-02 | 2021-05-07 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-28 | 2021-05-07 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-28 | 2021-05-07 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-11 | 2019-04-02 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-06 | 2018-05-31 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-05-20 | 2018-05-31 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2013-05-20 | 2018-05-31 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-22 | 2017-03-06 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-16 | 2013-04-22 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-03 | 2013-04-12 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 — Advising on securities | 2011-10-03 | 2013-04-12 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 — Asset management | 2011-10-03 | 2013-04-12 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2011-10-03 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-05 | 2011-10-03 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2011-09-05 | 2011-10-03 |
| Gen2 Partners Limited 展騰投資管理有限公司 |
RO | Type 9 — Asset management | 2010-01-28 | 2011-03-31 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-08 | 2010-01-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2009-04-15 | 2010-01-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2009-04-15 | 2010-01-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-14 | 2009-04-15 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2009-01-14 | 2009-04-15 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-27 | 2008-08-14 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 — Advising on securities | 2005-07-27 | 2008-08-14 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 — Asset management | 2005-07-27 | 2008-08-14 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-07-27 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |