AJ SECURITIES LIMITED

安捷證券有限公司
CE No. AGL798 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AJ SECURITIES LIMITED (安捷證券有限公司), a Hong Kong-based licensed corporation with CE reference AGL798. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 7 (total recorded over time: 50). Earliest licence on file: 2018-07-20.

Registered address

Unit 501, 5/F, Tower 1, No. 18 Harcourt Road, Admiralty Centre, Admiralty

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities 2018-07-20 present
Type 4 — Advising on securities present 2005-07-12
Type 9 — Asset management present 2005-07-12

Licensed staff (all-time) (50)
Active on date

Name Activities First licensed To
Hao Chen 陳灝 RO 1, 4 2018-01 Present
Tak Shun Cheng 鄭德信 RO 1, 4, 9 Rep 1, 4, 9 Pre-2003 2018-03
Alfred Kwok Fai Lam 林國輝 RO 1, 4, 9 Pre-2003 2018-08
Geoffrey Man Hon Lam 林汶翰 RO 1 Rep 1 2018-06 2021-05
Yihe Liu 劉一賀 RO 4 Rep 1 2018-04 2021-10
Hin Pan Tsang 曾憲斌 RO 1, 4 Rep 1 2017-09 Present
Luyin Wu 吳律寅 RO 1, 4 Rep 1, 4 2017-09 Present
Ching Yat Yu 于正一 RO 1, 4 Rep 1 2018-03 2024-06
Bik Heung Chan 陳碧香 Rep 1, 4, 9 Pre-2003 2017-10
Wai (SFC:BSJ621) Chan 陳瑋 Rep 1 2022-05 2023-02
Chui Mei Cheung 張翠美 Rep 1 2018-08 2020-11
Wai Kuen Cheung 張偉權 Rep 1 2003-10 2005-06
Chun On Chiu 趙俊安 Rep 1, 4, 9 Pre-2003 2023-02
Fuhui Fang 方馥卉 Rep 1 2018-08 2023-04
Miduo Gu 谷米多 Rep 1, 4 2018-08 2019-04
Ronny Kam Hing Ho 何錦興 Rep 1, 4, 9 Pre-2003 2009-04
Jianjun Hu Rep 1 2020-04 Present
Chun Huang 黄淳 Rep 1, 4 2019-09 2021-04
Po Chun Lai 黎寶珍 Rep 1 2017-09 2023-07
Chung Yin Lam 林仲賢 Rep 1 2022-11 2023-03
Ali Ka Lung Lau 劉嘉隆 Rep 1 2007-01 2007-06
Aziz Chi Kit Leung 梁志傑 Rep 1 2005-10 2006-05
Wang Ngai Leung 梁弘毅 Rep 1, 4 2020-12 2021-04
Yiu Pan (SFC:BRN886) Leung 梁耀彬 Rep 1 2021-08 2022-10
Chenwenting Li 李陳雯婷 Rep 1, 4 2018-08 2022-10
Dongmei Li 李冬梅 Rep 1 2025-03 Present
Jia Li 李佳 Rep 1 2020-07 Present
Shiming (SFC:BAA904) Liang 梁詩鳴 Rep 4 2020-06 2024-06
Ching Fung Lo 盧清鳳 Rep 1, 4, 9 Pre-2003 2004-06
Derrick Kin Ming Lo 勞健明 Rep 1 2003-07 2017-02
Kam Wah Lui 呂錦華 Rep 1 2021-03 2022-10
Agatha Pui Shan Ng 伍佩珊 Rep 1 2017-12 2023-05
Kwok Kit (SFC:AYZ317) Ng 伍國傑 Rep 1 2018-04 2020-05
Yu Peng 彭宇 Rep 1, 4 2018-02 2019-10
Bo Cheung See 施寶章 Rep 1 2005-06 2005-12
Mu Song 宋木 Rep 1, 4 2018-08 2024-03
Andrew Hung Kwan Tam 譚鴻鈞 Rep 1, 4, 9 Pre-2003 2008-10
Wai Kei (SFC:AVH671) Tam 譚偉基 Rep 1 2019-08 2023-03
Jingchen Tang 唐靜琛 Rep 1 2017-12 2022-04
Vinh Chau Tran 陳榮洲 Rep 1, 4, 9 Pre-2003 2013-08
Suai Ching Tsai 蔡穗卿 Rep 1 2009-03 2023-03
Baoying Wang 王寶熒 Rep 1, 4 2019-09 2022-02
Lap Chi Wong 黃立志 Rep 1 2004-11 2006-06
Yuqi Yang 楊雨琦 Rep 1 2025-12 Present
Kwun Wang Yip 葉冠宏 Rep 1, 4 2020-05 2023-05
Kwok Ho Yu 余國豪 Rep 1, 4, 9 Pre-2003 2003-11
Xintong Yu 于昕潼 Rep 1 2021-08 2023-04
Ling (SFC:BRH068) Zhang 张灵 Rep 1, 4 2021-07 2023-02
Yan Zhao 赵妍 Rep 1 2021-08 2022-10
Yi (SFC:BRZ872) Zhu 朱旖 Rep 1, 4 2022-01 2024-03
Showing 1–50 of 50

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Related