Yihe Liu
劉一賀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yihe Liu (劉一賀), a licensed Responsible Officer with CE reference BDL890. Currently licensed at 1 firm(s): Soochow Securities International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-30 | present |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-30 | present |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-08 | 2023-10-30 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-08-08 | 2023-10-30 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-04-08 | 2023-06-26 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-02 | 2022-01-13 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-02 | 2022-01-13 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-23 | 2021-10-26 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-12-23 | 2021-10-26 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-20 | 2020-12-23 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-17 | 2021-10-26 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-14 | 2017-05-10 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-16 | 2015-04-29 |