Soochow Securities International Asset Management Limited

東吳證券國際資產管理有限公司

CE No. AYA628 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soochow Securities International Asset Management Limited (東吳證券國際資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AYA628. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 11 (total recorded over time: 38). Earliest licence on file: 2012-01-12.

More firms doing Advising on securities →More firms doing Asset management →

Registered address

Level 17, Three Pacific Place, 1 Queen's Road East

Licence history

Activity	From	To
Type 4 — Advising on securities	2012-01-12	present
Type 9 — Asset management	2012-01-12	present

Licensed staff (all-time) (38)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Chengxi Cai 蔡琤西	RO 4, 9	2018-04	Present
Stephen Ka Fai Chan 陳家輝	RO 4, 9	2012-01	2013-01
Yunyi Deng 鄧云逸	RO 4, 9 Rep 4, 9	2019-05	2020-06
Dan Du 杜丹	RO 4, 9	2012-12	2018-03
Hui (SFC:BJC490) Liu 劉輝	RO 4, 9	2022-10	2023-04
Yihe Liu 劉一賀	RO 4, 9 Rep 4, 9	2021-11	Present
Yi (SFC:AQE404) Luo 羅毅	RO 4, 9	2019-07	2020-01
Jue Qi 齊覺	RO 4, 9	2013-01	2015-05
Kwok Keung Tsoi 蔡國強	RO 4, 9	2012-01	2012-11
Dong (SFC:BBL833) Wang 王棟	RO 4, 9	2023-09	Present
Shali Wang 汪沙莉	RO 4, 9 Rep 4, 9	2019-09	Present
Mang Nam Wong 王萌南	RO 4, 9	2015-03	2017-08
Qingbo Wu 鄔清波	RO 4, 9	2018-06	2019-06
Hoi Yee (SFC:ANJ481) Chan 陳凱怡	Rep 4, 9	2012-09	2012-12
Chi Hung Chen 陳志雄	Rep 4, 9	2016-12	2020-03
Peijie Chen 陳佩婕	Rep 4, 9	2019-03	2019-04
Kong Wai Cheng 鄭江偉	Rep 9	2019-01	2019-08
Kenny Chung Kiu Choi 蔡仲橋	Rep 4, 9	2026-05	Present
Hongping Huang 黃洪萍	Rep 4, 9	2014-06	2016-07
Enqi Kuang 匡恩琪	Rep 4, 9	2019-12	2020-08
Bing Wah Kwok 郭冰樺	Rep 4	2012-11	2013-01
Ho Wai Howie Lam 林浩煒	Rep 4, 9	2026-01	Present
Siu Hi Lam 林少喜	Rep 9	2015-05	2016-01
Ming Chung (SFC:ARO234) Lau 劉銘聰	Rep 4, 9	2014-09	2015-08
Xiaowen Li 李曉文	Rep 4, 9	2013-03	2014-07
Xiaojun Liang 梁晓鈞	Rep 4, 9	2021-09	2023-07
Sufeng Liu 劉蘇鋒	Rep 4, 9	2021-01	Present
Jinting Shen 沈錦婷	Rep 4, 9	2018-09	2020-09
Zelong So 蘇澤龍	Rep 4, 9	2020-08	2021-04
Hanzhi (SFC:BRR565) Wang 王含之	Rep 4, 9	2021-09	2022-10
Kaifan Wang 王愷凡	Rep 4, 9	2025-11	Present
Chong Wei 韋翀	Rep 4, 9	2021-12	2023-06
Bowen Xia 夏博文	Rep 4, 9	2024-08	Present
Lei (SFC:BFE010) Xing 邢蕾	Rep 4, 9	2015-03	2016-06
Chunsheng Yan 顏春盛	Rep 4, 9	2025-02	Present
Xinlan Zhan 詹心蘭	Rep 4, 9	2014-02	2015-04
Ye (SFC:BBP233) Zhang 張曄	Rep 9	2026-03	Present
Min (SFC:BPX372) Zhu 朱敏	Rep 4, 9	2020-07	2020-11