Stephen Ka Fai Chan
陳家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Ka Fai Chan (陳家輝), a licensed Responsible Officer with CE reference AOS673. Currently licensed at 3 firm(s): Rifa Asset Management Limited, Rifa Futures Limited, Rifa Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 27.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-10-27 | present |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-27 | present |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 9 — Asset management | 2017-10-27 | present |
| Rifa Futures Limited 日發期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-05-12 | present |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-13 | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-30 | 2017-02-13 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-30 | 2017-05-12 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-06-27 | 2016-06-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-04-10 | 2016-06-30 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-08 | 2016-06-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-08 | 2016-06-30 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-12 | 2014-04-08 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-12 | 2016-06-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-12 | 2014-04-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-04 | 2014-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2013-01-04 | 2014-01-27 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2013-01-04 | 2014-01-27 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-12 | 2013-01-01 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-01-12 | 2013-01-01 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 — Advising on securities | 2012-01-12 | 2013-01-01 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-01-12 | 2013-01-01 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-06-28 | 2011-05-31 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-06-28 | 2011-05-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-15 | 2008-12-18 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2008-07-15 | 2008-12-18 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2007-08-13 | 2008-12-18 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2007-05-31 | 2007-08-13 |