Rifa Securities Limited

日發證券有限公司
CE No. AAA537 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rifa Securities Limited (日發證券有限公司), a Hong Kong-based licensed corporation with CE reference AAA537. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 42 (total recorded over time: 166).

Registered address

Level 7, 28 Hennessy Road

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present 2005-02-22
Type 6 — Advising on corporate finance present 2005-02-22
Type 7 — Providing automated trading services present 2005-02-22
Type 9 — Asset management present 2005-02-22

Licensed staff (all-time) (166)
Active on date

Name Activities First licensed To
Stephen Ka Fai Chan 陳家輝 RO 1 Rep 1 2014-02 Present
Li Hau Chau 周李厚 RO 1 Rep 1 2007-11 2008-11
James Wai Lam Cheng 鄭暐霖 RO 1 Rep 1 2008-09 2013-01
Chung Cheung 張聰 RO 1 Rep 1 2009-10 2013-01
Hung Man Fu 符洪民 RO 1 Rep 1 2009-09 2015-03
Songbo Huang 黃松博 RO 1 Rep 1 2012-10 2015-04
Hon Wah Ip 葉漢華 RO 1 Rep 1 2008-04 2013-03
Ming Fai Kong 江明輝 RO 1 Rep 1 2013-11 2018-11
King Yuen Lau 劉敬元 RO 1 Rep 1 2017-11 2020-08
Kam Chuen Ma 馬錦全 RO 1 Rep 1 2007-12 2013-01
Weiliang Shao 邵維亮 RO 1 2021-11 2022-12
William Chi Kwong Tam 譚志光 RO 1 Rep 1 2008-06 2010-07
Kai Chung Tang 鄧啟聰 RO 1 Rep 1 2011-08 2017-11
Kai Shing Tang 鄧啟成 RO 1 Rep 1 2014-02 2022-12
Wai Hong Tang 鄧維康 RO 1 Rep 1 2014-01 2022-12
Pak Wing Tsang 曾柏榮 RO 1 Rep 1 2013-02 Present
Chi Ling Wong 黃志凌 RO 1 Rep 1 2009-06 2011-04
Ivis Long Sau Wong 黃朗修 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2009-03
Michael Ka Kin Wong 黃嘉健 RO 1 Rep 1 2008-02 2017-08
Biwei Wu 鄔必偉 RO 1 Rep 1 2012-10 2014-09
Canghai Wu 吳滄海 RO 1 Rep 1 2015-08 Present
Helen Zung Sing Yeh Wang 葉王仁心 RO 1, 4, 6, 7, 9 Rep 1 Pre-2003 2009-01
Monique Kai Wing Au 歐啟穎 Rep 1 2016-08 2016-08
Jun Chai 柴俊 Rep 1 2016-09 2020-06
Chi Keung Chak 翟自強 Rep 1, 4, 6, 7, 9 Pre-2003 Present
George Kwong Fat Chan 陳廣發 Rep 1 2009-09 2010-03
Grace Ka Man Chan 陳嘉敏 Rep 1 2011-06 2012-05
Ka Leung Chan 陳嘉亮 Rep 1 2009-09 2012-04
Ling Yu Chan 陳凌宇 Rep 1 2019-03 Present
Man Fai Chan 陳文徽 Rep 1, 4, 6, 7, 9 Pre-2003 2013-03
Man Yan (SFC:ALQ598) Chan 陳文恩 Rep 1 2010-09 2011-09
Peggy Pik Ki Chan 陳碧姬 Rep 1 2016-09 Present
Sau Chee Chan 陳秀枝 Rep 1 2014-11 Present
Shuk Lin Chan 陳淑蓮 Rep 1 2012-05 2015-03
Weiwei Chen 陳薇薇 Rep 1 2009-10 2010-09
Charlotte Man Loch Cheng 鄭敏樂 Rep 1 2014-08 2018-11
Ping Fai Cheng 鄭炳輝 Rep 1 2013-12 2014-03
Chi Cheung 張弛 Rep 1 2025-08 Present
Chun Mei Cheung 張臻美 Rep 1 2017-11 2019-10
Hung Cho Cheung 張鴻礎 Rep 1 2010-09 2011-07
Ka Kwan Cheung 張家郡 Rep 1 2022-01 2023-11
Kai Hung Cheung 張啟雄 Rep 1 2015-12 2016-02
Tai Kwan Cheung 張大鈞 Rep 1 2015-01 2015-01
Tomo-Hito Cheung 張智仁 Rep 1 2011-04 2011-06
Wing Sing Cheung 張永升 Rep 1 2023-01 Present
Jackie Yau Chun Chiu 趙右焌 Rep 1 2017-06 2018-04
Kam Fong Chiu 肖金枋 Rep 1 2008-05 2012-03
Chung Ping Choi 蔡忠平 Rep 1 2021-12 Present
Ka Ho Choi 蔡家豪 Rep 1 2008-05 2008-07
Yat Wan Choi 蔡逸雲 Rep 1 2008-11 2011-02
Ka Shing (SFC:BLO845) Chong 莊嘉城 Rep 1 2017-11 2019-01
Yuk Ting Chong 莊鈺婷 Rep 1 2015-03 2019-12
Yat Kwai Chow 周日貴 Rep 1 2009-01 2012-03
Siu Kwan Choy 蔡小軍 Rep 1 2015-07 2016-02
Ming Li Chu 朱明理 Rep 1 2017-01 2022-12
Lai Chun Hadiee Chui 徐麗珍 Rep 1 2018-09 2026-01
Man Sau Chui 徐文秀 Rep 1 2020-10 Present
Ho Lun Chung 鍾浩麟 Rep 1 2013-01 2017-06
Patsy Pui Shi Fung 馮佩詩 Rep 1 2020-10 2022-05
Siu Wing Fung 馮兆榮 Rep 1 2014-12 Present
Chung (SFC:BCR059) Ho 何聰 Rep 1 2016-09 2017-03
Kam Cheung Ho 何金祥 Rep 1 2016-10 Present
Kin Bor Ho 何建波 Rep 1 2013-08 2013-11
Kwong Hun Ho 何光鏗 Rep 1 2017-08 2024-05
Wing Pong Ho 何永邦 Rep 1 2013-11 2015-05
Xiaodan (SFC:BCE942) Hu 胡曉丹 Rep 1 2014-02 2014-02
Hoi Fai Huen 禢海輝 Rep 1 2023-10 2026-03
Chor Kwan Hui 許佐群 Rep 1 2015-11 Present
Mei Hang Hui 許美珩 Rep 1 2015-11 Present
Henry Kwok Fung Hung 洪國峰 Rep 1 2009-05 2009-05
Wai Man (SFC:AAG874) Ip 葉慧文 Rep 1 2015-05 Present
Xiya Jin 金夕雅 Rep 1 2015-07 Present
Ka Keung Kwan 關家強 Rep 1 2019-05 Present
Ho Pang Kwong 鄺賀鵬 Rep 1 2017-03 2022-06
Hoi Lam Lai 黎凱琳 Rep 1 2016-09 Present
Wilson Chun Lam 林峻 Rep 1 2003-12 2014-05
Ying Chun Lam 林瑩真 Rep 1 2016-08 2017-01
Timothy Tim Fai Lau 劉添輝 Rep 1 2008-04 2009-06
Bertha Lee 李幗雅 Rep 1 2010-10 2011-08
Chong Shan Lee 李創山 Rep 1 2009-08 2013-03
Mabel Lee 李美寶 Rep 1 2019-12 2023-08
William Yuk Nam Lee 李育南 Rep 1 2013-11 Present
Chi Fung Leong 梁智鋒 Rep 1 2010-04 2010-06
Chue Leung 梁柱 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Hang Kin Leung 梁行健 Rep 1 2009-05 2010-04
Kai Hung Leung 梁啟洪 Rep 1 2017-02 2018-07
Kam Por Ken Leung 梁錦波 Rep 1 2010-09 2011-02
Lai Kam Leung 梁禮琴 Rep 1 2022-01 Present
On Ki (SFC:BPG705) Leung 梁安琪 Rep 1 2021-07 2021-12
Chun Kin Li 李俊樫 Rep 1 2022-04 2022-12
Connie Wai Yee Li 李惠怡 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Gengrong Li 李庚融 Rep 1 2017-09 2021-08
Li Fong Li 李莉芳 Rep 1 2014-11 Present
Po Ching Li 李寶程 Rep 1 2016-11 2017-05
Sai Hung Li 李世雄 Rep 1 2017-09 Present
Yue An Li 李雨晏 Rep 1 2023-10 2025-04
Ziqiao Lin 林子荍 Rep 1 2016-09 2016-12
Yuk Ping Lit 列玉萍 Rep 1 2016-10 2017-04
Jialu Liu 劉佳璐 Rep 1 2017-09 2019-08
Jian (SFC:AZR740) Liu 劉見 Rep 1 2012-11 2025-08
Showing 1–100 of 166

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Related