Sai Hung Li
李世雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Hung Li (李世雄), a licensed Responsible Officer with CE reference BKT393. Currently licensed at 3 firm(s): Rifa Asset Management Limited, Rifa Securities Limited, Rifa Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-24 | present |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-05-24 | present |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-16 | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-03 | present |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-03 | present |
| Rifa Asset Management Limited 日發資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-03 | 2023-03-16 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-21 | 2021-04-17 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-21 | 2021-04-17 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-28 | 2020-09-04 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-01 | 2020-09-04 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-01 | 2020-09-04 |