Biwei Wu
鄔必偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Biwei Wu (鄔必偉), a licensed Responsible Officer with CE reference AOV563. Currently licensed at 1 firm(s): Futu Securities International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 7 — Providing automated trading services; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Providing automated trading services →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2020-12-28 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2019-08-09 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-08-07 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2015-07-24 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-06-02 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-25 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-11-25 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-06-27 | 2014-09-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-03-10 | 2014-09-30 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-25 | 2014-09-30 |
| Rifa Futures Limited 日發期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-10-25 | 2014-09-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-10-25 | 2014-09-30 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-15 | 2012-10-25 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-15 | 2012-10-25 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-15 | 2012-10-25 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 9 — Asset management | 2011-03-18 | 2012-08-14 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2009-10-06 | 2012-08-14 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-05-29 | 2012-08-14 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-05-29 | 2012-08-14 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-03-20 | 2012-08-14 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-06-07 | 2012-08-14 |