James Wai Lam Cheng
鄭暐霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Wai Lam Cheng (鄭暐霖), a licensed former licensee with CE reference AGD589. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-13 | 2024-06-20 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-06-13 | 2024-06-20 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-13 | 2026-03-31 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-06-13 | 2025-06-06 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-06-13 | 2025-06-06 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-13 | 2026-03-31 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-04-30 | 2013-01-18 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-01-07 | 2013-01-18 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-14 | 2013-01-18 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-22 | 2010-01-07 |