NFH Securities and Futures Limited
新金控證券期貨有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for NFH Securities and Futures Limited (新金控證券期貨有限公司), a Hong Kong-based licensed corporation with CE reference BFS702. Current licensed staff on file: 0 (total recorded over time: 19). Earliest licence on file: 2016-08-25.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-08-25 | 2024-06-21 |
| Type 2 — Dealing in futures contracts | 2016-08-25 | 2024-06-21 |
| Type 5 — Advising on futures contracts | 2016-08-25 | 2025-06-13 |
Licensed staff (all-time) (19)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| James Wai Lam Cheng 鄭暐霖 | RO 1, 2, 5 | 2017-06 | 2025-06 |
| Lester Kei Shun Fan 范基信 | RO 2, 5 | 2016-08 | 2018-01 |
| Hon Wah Ip 葉漢華 | RO 1, 2, 5 | 2016-11 | 2025-03 |
| Siu Cheong Law 羅肇昌 | RO 1 Rep 1, 2, 5 | 2017-08 | 2025-04 |
| Wai Ming Loke 陸偉明 | RO 1 | 2016-08 | 2017-03 |
| Kam Chuen Ma 馬錦全 | RO 1, 2, 5 | 2016-08 | 2016-12 |
| Chi Kong Poon 潘志剛 | RO 1 | 2020-06 | 2021-02 |
| Daryl Cheng 鄭堯名 | Rep 1 | 2019-03 | 2019-08 |
| Teky Cheng 鄭嵐 | Rep 1 | 2017-12 | 2019-05 |
| Ka Chun Fok 霍嘉俊 | Rep 1 | 2017-06 | 2017-10 |
| Shek Ming Ho 何碩洺 | Rep 1 | 2018-02 | 2023-10 |
| Chun Wai (SFC:AFK569) Lau 劉振威 | Rep 1 | 2019-07 | 2021-01 |
| Ho Yin (SFC:BDI687) Lee 李浩然 | Rep 1 | 2024-01 | 2024-06 |
| Hon Nam Lee 李翰南 | Rep 1 | 2017-08 | 2021-07 |
| Wai Kwan Li 李偉君 | Rep 1 | 2017-11 | 2018-11 |
| Ah Lay Lim 林亞烈 | Rep 1 | 2023-03 | 2024-05 |
| Yan (SFC:BJO206) Liu 劉巘 | Rep 1 | 2017-05 | 2017-09 |
| Sammy Kwok Loong Lo 羅國龍 | Rep 1, 2 | 2023-04 | 2024-05 |
| Hiu To Yu 余曉濤 | Rep 1 | 2016-08 | 2017-02 |
Showing 1–19 of 19