Chi Kong Poon
潘志剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kong Poon (潘志剛), a licensed Responsible Officer with CE reference BAL160. Currently licensed at 1 firm(s): STAR RIVER SECURITIES LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 4 — Advising on securities | 2023-03-13 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-09 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 9 — Asset management | 2021-03-15 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-15 | 2021-04-09 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-15 | 2023-03-13 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-13 | 2021-02-01 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-13 | 2021-02-01 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-04 | 2021-02-01 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-14 | 2019-10-18 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-23 | 2017-06-14 |
| Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-23 | 2018-12-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-05 | 2017-02-13 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-03 | 2017-02-13 |