Siu Cheong Law
羅肇昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Cheong Law (羅肇昌), a licensed Responsible Officer with CE reference BHT185. Currently licensed at 1 firm(s): NFH Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-04-13 | present |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 9 — Asset management | 2021-04-20 | present |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-13 | 2024-06-20 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-02 | 2023-04-13 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-02 | 2024-06-20 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-02 | 2023-04-13 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-08-02 | 2025-04-07 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-02 | 2021-04-20 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-29 | 2017-06-12 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-17 | 2017-06-12 |