Wai Kwan Li
李偉君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwan Li (李偉君), a licensed former licensee with CE reference ALU154. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-29 | 2018-11-19 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-19 | 2018-11-19 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-19 | 2018-11-19 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-26 | 2017-09-30 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-26 | 2017-09-30 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-26 | 2017-09-30 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-26 | 2017-09-30 |