Hiu To Yu
余曉濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu To Yu (余曉濤), a licensed Responsible Officer with CE reference AGM902. Currently licensed at 2 firm(s): Eddid Capital Limited , Eddid Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-06 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-06 | present |
| Eddid Capital Limited 艾德資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-10-12 | present |
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-28 | 2022-10-12 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-05-16 | 2022-05-20 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-12 | 2018-05-16 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-06-15 | 2018-02-09 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-15 | 2018-02-09 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-15 | 2018-02-09 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-15 | 2017-06-15 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-11-21 | 2017-02-01 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-25 | 2017-02-01 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-17 | 2016-11-21 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-03 | 2015-01-19 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-03 | 2015-01-19 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-03 | 2015-01-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2012-06-15 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-27 | 2010-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-03-28 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-03-28 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-03-28 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-03-28 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-03-28 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-03-28 | 2009-01-12 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2003-12-05 | 2004-09-14 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-11-22 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-22 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-11-22 |