Sammy Kwok Loong Lo
羅國龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Kwok Loong Lo (羅國龍), a licensed Responsible Officer with CE reference AAH920. Currently licensed at 1 firm(s): Wiseview Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-11-28 | present |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
RO | Type 9 — Asset management | 2025-11-28 | present |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-29 | 2025-11-28 |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-09-29 | 2025-11-28 |
| AA Capital Limited |
RO | Type 4 — Advising on securities | 2024-10-14 | 2025-09-01 |
| AA Capital Limited |
RO | Type 9 — Asset management | 2024-10-14 | 2025-09-01 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-04 | 2024-05-27 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-04-04 | 2024-05-27 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-08-27 | 2022-10-21 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-11-13 | 2022-10-21 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-11-30 | 2022-10-21 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-26 | 2009-11-13 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-04-26 | 2007-11-30 |