Lester Kei Shun Fan
范基信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lester Kei Shun Fan (范基信), a licensed Responsible Officer with CE reference AGT998. Currently licensed at 1 firm(s): Hillstone Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 40.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hillstone Capital Limited 山石資本有限公司 |
RO | Type 4 — Advising on securities | 2026-03-11 | present |
| Hillstone Capital Limited 山石資本有限公司 |
RO | Type 9 — Asset management | 2026-03-11 | present |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-30 | 2026-03-02 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-30 | 2026-03-02 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-03 | 2024-07-30 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-03 | 2024-07-30 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-30 | 2024-05-19 |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-30 | 2024-05-19 |
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 4 — Advising on securities | 2021-08-19 | 2024-02-28 |
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 9 — Asset management | 2021-08-19 | 2024-02-28 |
| Full House Asset Management Company Limited 富嘉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-05-26 | 2021-06-15 |
| Full House Asset Management Company Limited 富嘉資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-26 | 2021-06-15 |
| China Centre City Global Capital Limited 中城寰宇資本有限公司 |
RO | Type 4 — Advising on securities | 2018-06-07 | 2019-08-26 |
| China Centre City Global Capital Limited 中城寰宇資本有限公司 |
RO | Type 9 — Asset management | 2018-06-07 | 2019-08-26 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-08-25 | 2018-01-31 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-08-25 | 2018-01-31 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-10-16 | 2018-01-31 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 9 — Asset management | 2015-10-16 | 2018-01-31 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-06-03 | 2014-12-31 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-07-13 | 2014-12-31 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-04-27 | 2014-12-31 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-04-27 | 2014-12-31 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-04-26 | 2011-10-28 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-04-26 | 2011-10-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-21 | 2011-10-28 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-12 | 2010-06-14 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-23 | 2009-10-12 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-05-22 | 2010-06-14 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-03-05 | 2010-06-14 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-11-29 | 2010-06-14 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-11-28 | 2010-06-14 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2006-09-06 | 2007-09-22 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-07-07 | 2007-09-22 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-07-07 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-09-22 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2007-09-22 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-19 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-10 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 9 — Asset management | present | 2007-09-22 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-19 |