William Yuk Nam Lee
李育南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Yuk Nam Lee (李育南), a licensed Representative with CE reference ABF182. Currently licensed at 2 firm(s): Rifa Asset Management Limited, Rifa Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Asset Management Limited 日發資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-15 | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-14 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-14 | 2016-09-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-10 | 2013-10-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-10 | 2013-10-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-18 | 2012-08-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-18 | 2012-08-11 |