Helen Zung Sing Yeh Wang
葉王仁心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Zung Sing Yeh Wang (葉王仁心), a licensed former licensee with CE reference AAA623. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-21 | 2009-01-05 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-01-21 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-21 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-21 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-02-21 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 9 — Asset management | present | 2005-02-21 |