Ivis Long Sau Wong
黃朗修
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivis Long Sau Wong (黃朗修), a licensed former licensee with CE reference ADA335. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-04 | 2019-12-16 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-20 | 2019-12-16 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 9 — Asset management | 2018-07-20 | 2019-12-16 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-25 | 2017-05-31 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-25 | 2016-10-25 |
| M Securities Limited 雙龍證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-08 | 2016-05-20 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-05-20 | 2015-05-26 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2013-05-20 | 2015-05-26 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-01 | 2015-05-26 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2012-08-01 | 2015-05-26 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-29 | 2012-01-31 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 — Advising on securities | 2011-06-29 | 2012-01-31 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-16 | 2011-06-29 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-16 | 2011-06-29 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-21 | 2011-01-28 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-21 | 2011-01-28 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-21 | 2011-01-28 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-21 | 2011-01-28 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-21 | 2011-01-28 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-29 | 2009-09-21 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-02-21 | 2009-03-27 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-21 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-06 |