Rockflow Securities Limited

奇運證券有限公司

CE No. BJV607 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rockflow Securities Limited (奇運證券有限公司), a Hong Kong-based licensed corporation with CE reference BJV607. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 21). Earliest licence on file: 2017-11-10.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 1105, 11/F, Tai Yip Building, 141 Thomson Road, Wan Chai

Licence history

Activity	From	To
Type 1 — Dealing in securities	2017-11-10	present
Type 4 — Advising on securities	2019-04-04	present
Type 9 — Asset management	2017-11-10	present

Licensed staff (all-time) (21)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Choi Hung Chan 陳彩虹	RO 1, 4, 9 Rep 1	2018-07	2022-06
Chuanyao Chen 陳川堯	RO 1, 4, 9	2026-03	Present
Kenneth Kar Loong Ho 何家隆	RO 1, 4, 9	2022-06	2023-04
Yin King Lai 賴燕琼	RO 1, 4, 9 Rep 1, 4, 9	2020-12	2026-03
Chak Fai Lee 李澤輝	RO 1, 4, 9 Rep 1, 9	2018-10	2024-09
Chun Keung Lin 林進強	RO 1, 4, 9	2024-07	2026-04
Yuen Shan Liu 廖婉珊	RO 1, 9	2017-11	2018-05
Xiaona Ma 馬曉娜	RO 1, 4, 9	2018-07	2019-10
Ka Hung Tsoi 蔡嘉鴻	RO 1, 4, 9	2026-01	Present
Ivis Long Sau Wong 黃朗修	RO 1, 4, 9	2018-07	2019-12
Kwan Ho Wong 黃君豪	RO 1, 9	2017-11	2018-07
Chang Fei 費暢	Rep 1, 4, 9	2018-05	2021-01
Chak Fu 傅澤	Rep 1, 9	2017-12	2019-09
Yu (SFC:ATI173) Huang 黃宇	Rep 1, 9	2018-05	2018-08
Tun Lok Carlos Koo 顧敦樂	Rep 1	2019-08	2023-04
Wai Ling Kwok 郭慧玲	Rep 1, 4, 9	2023-11	2023-12
Erhe Li 李二合	Rep 1, 9	2019-06	2019-11
Jia Li 李佳	Rep 1, 4, 9	2019-05	2020-05
Zhujun Liang 梁竹君	Rep 1, 9	2018-11	2019-09
Jianyu Wang 王健宇	Rep 1, 4, 9	2019-07	Present
Pui Tin Wu 胡佩鈿	Rep 1, 4, 9	2021-03	2023-04