Yin King Lai
賴燕琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin King Lai (賴燕琼), a licensed former licensee with CE reference BNO630. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-20 | 2026-03-12 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 4 — Advising on securities | 2023-04-20 | 2026-03-12 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 9 — Asset management | 2023-04-20 | 2026-03-12 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-22 | 2023-04-20 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 9 — Asset management | 2021-02-22 | 2023-04-20 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-18 | 2023-04-20 |