Ka Hung Tsoi
蔡嘉鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hung Tsoi (蔡嘉鴻), a licensed Responsible Officer with CE reference BHJ439. Currently licensed at 1 firm(s): Rockflow Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-20 | present |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 4 — Advising on securities | 2026-01-20 | present |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 9 — Asset management | 2026-01-20 | present |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-06 | 2024-04-30 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-01 | 2024-04-30 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-01 | 2023-06-06 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-07 | 2021-05-25 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 9 — Asset management | 2017-12-07 | 2021-05-25 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-15 | 2017-11-12 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-15 | 2017-11-12 |