Xiaona Ma
馬曉娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaona Ma (馬曉娜), a licensed Responsible Officer with CE reference AXA085. Currently licensed at 1 firm(s): Motto Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Motto Global Asset Management Limited 銘基環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-09 | present |
| Motto Global Asset Management Limited 銘基環球資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-09 | present |
| Motto Global Asset Management Limited 銘基環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-16 | 2024-07-09 |
| Motto Global Asset Management Limited 銘基環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-16 | 2024-07-09 |
| Direction Capital Limited 方向資本有限公司 |
RO | Type 4 — Advising on securities | 2024-02-23 | 2024-05-15 |
| Direction Capital Limited 方向資本有限公司 |
RO | Type 9 — Asset management | 2024-02-23 | 2024-05-15 |
| Direction Capital Limited 方向資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-29 | 2024-02-23 |
| Direction Capital Limited 方向資本有限公司 |
Rep | Type 9 — Asset management | 2024-01-29 | 2024-02-23 |
| ForthTech Capital Limited | RO | Type 4 — Advising on securities | 2023-11-08 | 2024-01-07 |
| ForthTech Capital Limited | RO | Type 9 — Asset management | 2023-11-08 | 2024-01-07 |
| ForthTech Capital Limited | Rep | Type 4 — Advising on securities | 2023-10-09 | 2023-11-08 |
| ForthTech Capital Limited | Rep | Type 9 — Asset management | 2023-10-09 | 2023-11-08 |
| FTAG Financial Limited 新中港金融投資有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-06 | 2023-06-01 |
| FTAG Financial Limited 新中港金融投資有限公司 |
RO | Type 4 — Advising on securities | 2022-07-06 | 2023-06-01 |
| FTAG Financial Limited 新中港金融投資有限公司 |
RO | Type 9 — Asset management | 2021-05-21 | 2023-06-01 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-04 | 2019-10-01 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 9 — Asset management | 2018-10-26 | 2019-10-01 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-03 | 2019-10-01 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-13 | 2017-09-07 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-09-13 | 2017-09-07 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-08 | 2016-08-26 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-08 | 2016-08-26 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-08 | 2016-08-26 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-19 | 2015-11-03 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-21 | 2015-11-03 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-01 | 2013-05-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-01 | 2013-05-21 |