FTAG Financial Limited
新中港金融投資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FTAG Financial Limited (新中港金融投資有限公司), a Hong Kong-based licensed corporation with CE reference BNO308. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2019-03-06.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2022-07-06 | 2023-11-24 |
| Type 4 — Advising on securities | 2022-07-06 | 2023-11-24 |
| Type 9 — Asset management | 2019-03-06 | 2023-11-24 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwai Ming Hui 許癸明 | RO 9 | 2019-03 | 2021-01 |
| Xiaona Ma 馬曉娜 | RO 1, 4, 9 | 2021-05 | 2023-06 |
| Shing Ho Wong 黃盛豪 | RO 9 | 2019-03 | 2021-01 |
| Su Chin Yow | RO 1, 4, 9 Rep 9 | 2021-07 | 2023-08 |
| Lili Huang 黃莉莉 | Rep 9 | 2021-10 | 2023-01 |
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