George Kwong Fat Chan
陳廣發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Kwong Fat Chan (陳廣發), a licensed Representative with CE reference AFU058. Currently licensed at 1 firm(s): Plutus Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-15 | present |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-15 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 9 — Asset management | 2022-04-07 | 2022-08-19 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2014-07-08 | 2020-03-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-06 | 2014-01-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2010-12-08 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-28 | 2010-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-02 | 2009-03-11 |