William Chi Kwong Tam
譚志光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Chi Kwong Tam (譚志光), a licensed Representative with CE reference AFG390. Currently licensed at 1 firm(s): Hazel Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hazel Securities Limited 海澤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-22 | present |
| Hazel Securities Limited 海澤證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-22 | present |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-20 | 2023-07-31 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-20 | 2023-07-31 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-15 | 2021-08-31 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
RO | Type 4 — Advising on securities | 2016-07-14 | 2021-08-31 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-26 | 2021-08-31 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-23 | 2015-11-26 |
| Prime Courage Securities Company Limited 安裕證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-16 | 2015-09-14 |
| Prime Courage Securities Company Limited 安裕證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-07 | 2011-11-16 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-31 | 2011-10-31 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-22 | 2010-12-31 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-04 | 2010-07-17 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-05-14 | 2010-07-17 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-26 | 2009-05-14 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-11 | 2008-06-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-10 | 2007-09-08 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-06-30 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-02 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-02 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-02 |