Connie Wai Yee Li
李惠怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Wai Yee Li (李惠怡), a licensed Representative with CE reference ADJ714. Currently licensed at 1 firm(s): Rifa Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-06 |