Hui (SFC:BJC490) Liu
劉輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:BJC490) Liu (劉輝), a licensed former licensee with CE reference BJC490. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-21 | 2023-04-20 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-10-21 | 2023-04-20 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-10-21 | 2023-04-20 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 — Advising on securities | 2022-10-21 | 2023-04-20 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-10-21 | 2023-04-20 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-10-21 | 2023-04-20 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 9 — Asset management | 2022-10-21 | 2023-04-20 |