Sufeng Liu
劉蘇鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sufeng Liu (劉蘇鋒), a licensed Representative with CE reference BBJ505. Currently licensed at 1 firm(s): Soochow Securities International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-04 | present |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-04 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-05 | 2020-11-30 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-17 | 2019-03-05 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-17 | 2020-11-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-10 | 2013-10-12 |