Kwok Keung Tsoi
蔡國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Keung Tsoi (蔡國強), a licensed former licensee with CE reference AAD694. Total licence records on file: 54.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heisenberg Capital Management Limited 海森堡資本管理有限公司 |
RO | Type 9 — Asset management | 2022-07-28 | 2022-12-28 |
| Amber Hill Capital Limited 安山資本有限公司 |
RO | Type 4 — Advising on securities | 2021-12-20 | 2021-12-31 |
| Amber Hill Capital Limited 安山資本有限公司 |
RO | Type 9 — Asset management | 2021-12-20 | 2021-12-31 |
| Amber Hill Capital Limited 安山資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-10 | 2021-12-20 |
| Amber Hill Capital Limited 安山資本有限公司 |
Rep | Type 9 — Asset management | 2021-12-10 | 2021-12-20 |
| Profit Access Investments Limited 啓利投資有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-02 | 2021-09-06 |
| Profit Access Investments Limited 啓利投資有限公司 |
RO | Type 4 — Advising on securities | 2020-06-02 | 2021-09-06 |
| Profit Access Investments Limited 啓利投資有限公司 |
RO | Type 9 — Asset management | 2020-06-02 | 2021-09-06 |
| Profit Access Investments Limited 啓利投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-27 | 2020-06-02 |
| Profit Access Investments Limited 啓利投資有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-27 | 2020-06-02 |
| Profit Access Investments Limited 啓利投資有限公司 |
Rep | Type 9 — Asset management | 2020-05-27 | 2020-06-02 |
| Sinostar Securities Limited 華星證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-30 | 2020-05-08 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-09-30 | 2020-05-08 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-30 | 2020-05-08 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-09 | 2019-09-30 |
| YONXI International Finance Holdings Limited 雍熙國際金融控股有限公司 |
RO | Type 9 — Asset management | 2018-12-06 | 2019-08-01 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-20 | 2018-11-10 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-27 | 2018-11-10 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 4 — Advising on securities | 2017-10-27 | 2018-11-10 |
| Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 |
RO | Type 9 — Asset management | 2016-04-27 | 2017-02-28 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-21 | 2017-02-28 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-03 | 2015-09-21 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 9 — Asset management | 2015-05-07 | 2015-06-18 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-07 | 2015-06-18 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-10-07 | 2015-06-18 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-29 | 2014-10-07 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-05-21 | 2014-08-01 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-27 | 2013-05-21 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-12 | 2012-08-28 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-01-12 | 2012-11-26 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 — Advising on securities | 2012-01-12 | 2012-08-28 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-01-12 | 2012-11-26 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-21 | 2011-02-23 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-22 | 2011-01-21 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-22 | 2010-11-16 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 — Advising on securities | 2008-10-22 | 2010-11-16 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-10-22 | 2010-11-16 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-10-22 | 2010-11-16 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 — Asset management | 2008-10-22 | 2010-11-16 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | 2008-10-22 | 2010-11-16 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-30 | 2008-10-22 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-30 | 2008-10-22 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-30 | 2008-10-22 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2008-09-30 | 2008-10-22 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-09-30 | 2008-10-22 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-11-28 | 2008-05-14 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-10-23 | 2008-05-14 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-30 | 2008-05-14 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-31 | 2006-08-15 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-04 | 2006-03-13 |
| Wintech Securities Limited 盈泰證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-12-21 |
| Wintech Securities Limited 盈泰證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-17 |
| Wintech Securities Limited 盈泰證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-17 |
| Wintech Securities Limited 盈泰證券有限公司 |
RO | Type 9 — Asset management | present | 2004-12-17 |