Grand Cartel Securities Company Limited
宏大證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grand Cartel Securities Company Limited (宏大證券有限公司), a Hong Kong-based licensed corporation with CE reference ABZ500. Current licensed staff on file: 0 (total recorded over time: 24).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2022-10-21 |
| Type 4 — Advising on securities | present | 2005-05-04 |
| Type 6 — Advising on corporate finance | present | 2004-10-05 |
| Type 9 — Asset management | present | 2004-10-05 |
Licensed staff (all-time) (24)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hong Chen 陳宏 | RO 1 | 2018-06 | 2020-11 |
| Zhi Yang Liu 劉祉楊 | RO 1 Rep 1 | 2015-06 | 2018-01 |
| Andrew Koon Hung To 杜冠雄 | RO 1 | 2019-07 | 2021-02 |
| Kwok Keung Tsoi 蔡國強 | RO 1 Rep 1 | 2015-08 | 2017-02 |
| Ching Wan Tsui 徐青雲 | RO 1 Rep 1 | 2017-11 | 2018-03 |
| Eddie Lup Kwan Yeung 楊立昆 | RO 1, 4, 6, 9 | Pre-2003 | 2014-05 |
| Lap Kei Yeung 楊立基 | RO 1, 4, 6, 9 | Pre-2003 | 2019-12 |
| Man Kwan Yuen 袁文君 | RO 1 Rep 1 | 2009-05 | 2019-12 |
| Chiu Kwan Chan 陳超群 | Rep 1 | 2015-11 | 2017-05 |
| Jie (SFC:BNV485) Duan 段洁 | Rep 1 | 2019-02 | 2019-10 |
| Mei Shan Fung 馮美珊 | Rep 1 | 2020-07 | 2021-02 |
| Yuk Bun Hao 侯郁彬 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-02 |
| Cheng He 何誠 | Rep 1 | 2019-04 | 2020-03 |
| Siu Lun (SFC:BGB187) Lau 劉兆倫 | Rep 1 | 2017-03 | 2018-02 |
| Yung Wing Law 羅容榮 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-07 |
| Monique Man Yee Leung 梁敏兒 | Rep 1 | 2015-10 | 2016-05 |
| Sze Ki (SFC:BDO994) Leung 梁詩琪 | Rep 1 | 2015-06 | 2017-04 |
| Peter Pui Sui Wong 黃培瑞 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-07 |
| Wai Choi Wong 黃惠才 | Rep 1 | 2015-01 | 2015-09 |
| Chris Lap Ching Yeung 楊立清 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Edith Lai Ching Yeung 楊麗貞 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Lingrui Zha 查凌睿 | Rep 1 | 2017-06 | 2018-08 |
| Wentao Zheng 鄭文濤 | Rep 1 | 2015-08 | 2015-10 |
| Yanyan Zhou 周燕燕 | Rep 1 | 2017-05 | 2017-12 |
Showing 1–24 of 24