Lingrui Zha
查凌睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingrui Zha (查凌睿), a licensed Responsible Officer with CE reference BEE650. Currently licensed at 1 firm(s): Mirae Asset Securities (HK) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-09-22 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-21 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-19 | 2023-09-22 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-15 | 2018-08-31 |
| Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-08 | 2018-08-31 |