Zhi Yang Liu
劉祉楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Yang Liu (劉祉楊), a licensed Responsible Officer with CE reference AJG492. Currently licensed at 1 firm(s): BERKSHIRE CAPITALS LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-06 | present |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-25 | present |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 4 — Advising on securities | 2021-10-25 | 2023-12-15 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 9 — Asset management | 2021-10-25 | 2023-12-15 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-27 | 2018-04-25 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-20 | 2018-01-22 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-15 | 2015-07-20 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-16 | 2015-06-02 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-16 | 2015-06-02 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-25 | 2009-03-06 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-10 | 2007-07-07 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-10 | 2007-07-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2007-07-07 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-27 | 2007-07-07 |