Lap Kei Yeung
楊立基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kei Yeung (楊立基), a licensed Responsible Officer with CE reference AAH810. Currently licensed at 1 firm(s): Luen Fat Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-06 | present |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
RO | Type 4 — Advising on securities | 2020-10-14 | 2025-10-23 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-07 | 2020-07-06 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2019-12-31 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-04-01 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-03 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
RO | Type 9 — Asset management | present | 2004-02-03 |